TITLE

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 13024 of the Code of Arbitration Procedure for Industry Disputes To Preclude Collective Action Claims From Being Arbitrated

AUTHOR(S)
O'Neill, Kevin M.
PUB. DATE
April 2012
SOURCE
Federal Register (National Archives & Records Service, Office of;4/13/2012, Vol. 77 Issue 72, p22374
SOURCE TYPE
Government Documents
DOC. TYPE
Article
ABSTRACT
The article presents information on a proposed rule change filed by Financial Industry Regulatory Authority to the U.S. Securities and Exchange Commission (SEC) for precluding collective action claims by its employees. It states that the proposed rule change has been filed in accordance with the Securities Exchange Act of 1934. The SEC is seeking comments on this rule by May 4, 2012 via electronic mail or in writings.
ACCESSION #
74581792

 

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