TITLE

SEC Official: Commission Should Affirm Judge's Miami Ruling

AUTHOR(S)
Sigo, Shelly
PUB. DATE
November 2001
SOURCE
Bond Buyer;11/27/2001, Vol. 338 Issue 31272, p36
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the U.S. Securities and Exchange Commission should affirm the ruling of chief administrative law judge Brenda P. Murray admonishing Miami, Florida for violating securities fraud laws in the mid-1990s. Decision given by the judge regarding Miami; Reason behind the opposition of the decision; Allegation against Miami.
ACCESSION #
7425583

 

Related Articles

  • Proposition 211 beaten, but the heat is on now. Harman, Liz // San Diego Business Journal;11/11/96, Vol. 17 Issue 46, p4 

    Presents information on the defeat of Proposition 211, which is a securities fraud initiative, that promises to protect the retirement investments of the elderly. Reasons for the failure of the proposition; Comments from David Pendar, an attorney at Gibson Dunn & Crutcher.

  • Clinton isn't saying if he will veto a bill to restrict class-action securities-fraud lawsuits. Hanson, Cynthia; McLaughlin, Abraham T. // Christian Science Monitor;12/7/95, Vol. 88 Issue 9, p2 

    Reports about the bill passed by the Senate restricting class-action securities fraud lawsuits as on December 7, 1995. Expected reply of US President Bill Clinton on the issue; Supporters of the bill.

  • Fraud failsafe or license to lie. Rubenstein, Bruce // Corporate Legal Times;Nov97, Vol. 7 Issue 72, p1 

    Deals with Private Securities Litigation Reform Act of 1995 in California. Role of state courts in securities class actions; Securities class actions filed by shareholders in Diamond Multimedia Systems Incorporated; What the California legislature can provide; Appeal for the dismissal of...

  • Strike suit law's yield is less than meet the eye. Fine, Howard // Orange County Business Journal;01/13/97, Vol. 20 Issue 2, p1 

    Focuses on a study in December 1996 in the United States, showing the inadequacy of the December 1995 law, designed to limit frivolous securities fraud lawsuits. Actions of attorneys in 1996 shortly after the law was passed; Lack of decrease in federal securities fraud class actions as...

  • Prop. 211 clearly must be defeated at polls.  // San Diego Business Journal;11/4/96, Vol. 17 Issue 45, p38 

    Editorial. Comments on Proposition 211, which promises to protect the elderly in the United States. View that the proposition will only benefit lawyers who make their living filing lawsuits; Billing of the proposition as a securities fraud initiative; Sponsoring of the proposition by William...

  • Common sense requires the rejection of Prop. 211. Dooley, Dan // San Diego Business Journal;10/21/96, Vol. 17 Issue 43, p51 

    Opinion. Calls for the rejection for Proposition 211, which is a legislation which protects small investors and their life savings from securities fraud. Detailed information on the legislation; Effects of the legislation if enacted; Results of a survey conducted by the Law and Economic...

  • Republicans promised to override Clinton's veto of a bill. Hanson, Cynthia; Bandrapalli, Suman // Christian Science Monitor;12/21/95, Vol. 88 Issue 19, p2 

    Reports on President Bill Clinton's veto on the bill restricting class action security fraud lawsuits. Promise of Senate to override the veto; Strong opponents and proponents of the bill.

  • The House voted 319 to 100 to override Clinton's veto of a bill limiting securities-fraud law-suits. Hanson, Cynthia; McLaughlin, Abraham T. // Christian Science Monitor;12/22/95, Vol. 88 Issue 20, p2 

    Informs about the vote given by the House to override Clinton's veto of a bill limiting securities-fraud lawsuits.

  • Calif. banks mobilize against fraud suit initiative. Rhoads, Christopher // American Banker;10/1/1996, Vol. 161 Issue 188, p6 

    Reports that California bankers have mobilized their forces against a ballot initiative that would make it easier for investors to sue companies for fraud. Bankers' opposition to Proposition 211; Effects of proposition on business; Comments on the proposition by industry analysts.

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics