TITLE

SEC Judge: Former Merrill Broker Must Pay

PUB. DATE
November 2001
SOURCE
Bond Buyer;11/27/2001, Vol. 338 Issue 31272, p36
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the U.S. Securities and Exchange Commission's chief administrative law judge Brenda P. Murray has ordered saleswoman Laurie Jones Canady to pay for violating the securities fraud laws regarding municipal unit investment. Amount that Canady has to pay for violation of law; Allegation against Canady; Reduction in ill-gotten commissions.
ACCESSION #
7425582

 

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