SEC, Lawyers Butt Heads On VRDOs
- Twitter-fueled mayhem Stocks should worry investors. Kim, Mickey // Indianapolis Business Journal;5/13/2013, Vol. 24 Issue 11, p22
The article presents the author's views concerning the permission granted by the U.S. Securities and Exchange Commission (SEC) to Twitter Inc. and Facebook Inc. to disseminate financial information via social media.
- Proposed SEC Conduct Standards Won't Affect Muni Bond Lawyers. Hume, Lynn // Bond Buyer;11/7/2002, Vol. 342 Issue 31508, p1
Reports that rules proposed by the U.S. Securities and Exchange Commission that would enforce lawyers representing issuers before the commission to report any evidence of material securities law violations would not affect municipal bond lawyers. Need to pay attention to certain concepts and...
- The Web, the SEC and You. McCune, Jenny C. // Management Review;Jul/Aug99, Vol. 88 Issue 7, p7
Reports on the United States Securities and Exchange Commission's (SEC) rules on the dissemination of information, for companies that has a Web site. Importance of a Web site; Idea behind the laws; Tips on how to keep a Web site in accordance with the rules of SEC.
- Why Wait for SEC? A DIY Review of Disclosure. Mont, Joe // Compliance Week;Mar2015, Vol. 12 Issue 134, p12
The article focuses on the efforts of the U.S. Securities of Exchange Commission (SEC) to review of its disclosure regulations to improve its securities filings, steamline bloat and to remove redundancies. Topics discussed include company's review the factors for its disclosures and the role of...
- SEC decides to bar selective disclosure. // Indianapolis Business Journal;08/21/2000, Vol. 21 Issue 23, p24
Reports on the approval of a rule that prevents companies from releasing market-sensitive information to favored financial analysts prior to announcing it to the public by the United States Securities and Exchange Commission (SEC). Effectivity date of the rule; Victory for U.S. SEC chairman...
- Bush to Pick All-New SEC. Hume, Lynn // Bond Buyer;05/08/2001, Vol. 336 Issue 31134, p1
Reports the nomination of members to the Securities and Exchange Commission (SEC) by United States President George W. Bush. Nomination of experienced bond lawyers; Designation of Harvey Pitt as SEC chairman; Consideration of Standford Ladner and Oliver Pennington on the commission.
- Simplifying Continuing Disclosure. Hume, Lynn // Bond Buyer;1/29/2003, Vol. 343 Issue 31562, p1
Reports that the U.S. Securities and Exchange Commission's municipal securities chief Martha Mahan Haines is requesting the National Association of Bond Lawyers to adopt a user-friendly continuing disclosure agreement for issuers. Comments of Haines on the possibility of success of the...
- SEC Still Needs to Untangle Web Issues, According to Bond Lawyers. Hume, Lynn // Bond Buyer;02/07/2001, Vol. 335 Issue 31072, p1
Reports on the refusal of the United States Securities and Exchange Commission to publish additional written guidance on electronic disclosure that would settle ongoing controversies over the issue of republication and hyperlinks. Stand of the National Association of Bond Lawyers on electronic...
- Conduct Rules Will Apply to Some Bond Counsel in Conduit Muni Deals. Hume, Lynn // Bond Buyer;1/24/2003, Vol. 343 Issue 31559, p5
Reports on the adoption of the professional conduct standards for bond lawyers by a five-member panel of the U.S. Securities and Exchange Commission on January 23, 2003. Other professions where the conduct standards may be applicable; Possible opposition by the National Association of Bond...