TITLE

Enforcement: NASD Expels Patterson Over Excessive Muni Markups

AUTHOR(S)
Hume, Lynn
PUB. DATE
November 2001
SOURCE
Bond Buyer;11/19/2001, Vol. 338 Issue 31268, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the decision of the National Association of Securities Dealers (NASD) to expel former Columbus, Ohio-based broker-dealer Michael Patterson Inc. (MPI) from the securities market, because of a securities fraud committed by the company. Decision of NASD to permanently bar Michael Patterson, owner of MPI, from the securities market; Details of the fraud committed by MPI.
ACCESSION #
7366175

 

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