Issuers Liable For Omitting Past Failures

Hume, Lynn
January 2002
Bond Buyer;1/8/2002, Vol. 339 Issue 31299, p1
Trade Publication
Discusses a municipal securities regulation that considered issuers and dealers liable for an issuer's failure to disclose annual financial information in the U.S. Implications of the regulation for issuers; Amendments to Rule 15c2-12 to establish a secondary market disclosure regime; Need to disclose the financial information for investors.


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