TITLE

Regulation: NASD Urges Dealers to Qualify for College Savings Programs

AUTHOR(S)
Hume, Lynn
PUB. DATE
November 2001
SOURCE
Bond Buyer;11/5/2001, Vol. 338 Issue 31258, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the guidelines by the U.S. National Association of Securities Dealers emphasizing the need for college saving programs to comply with the Municipal Securities Rulemaking Board (MSRB) requirements by August 1, 2002. Rules provided by the MSRB to firms selling securities; Various rules modified by the MSRB to accommodate these programs.
ACCESSION #
7305070

 

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