Fourteen More States Adopt Investor Protection Principles
- How small and large banks manage investment activity: Creating an effective organization. // Banking;Apr74, Vol. 66 Issue 10, p40
Discusses how banks manage investment activity in the U.S. as of April 1974. Details on aspects of portfolio management; Views of bankers on recruiting and training specialized personnel; Information on the organization of investment departments.
- Customers Unaware of Banks' Investment Products. // Community Banker;Nov2001, Vol. 10 Issue 11, p62
Reports on the unawareness of the customers regarding the investment products of banks in the United States. Corporate bonds sold by the banks; Percentage of banks' savings account; Offering of the banks on mutual funds.
- How to Choose a Wealth Management Strategy. Davidson, Steve // Community Banker;Aug2002, Vol. 11 Issue 8, p42
Focuses on issues related to wealth management in banking industry. Impact of client's tax position on decision about investments, tax planning strategies and charitable giving; Concept of after-tax benchmark developed by the Association for Investment Management and Research; Conversion of a...
- Summers Defends Reform Proposals. // American Banker;2/1/2010, Vol. 175 Issue 16, p12
The author reports that Lawrence Summers, economic adviser to U.S. President Barack Obama, has said that plans for financial regulatory reform are not an attack on banks, but a way to create a sound financial system.
- Pushmi-Pullyu Lives in D.C. Rudis, David J. // American Banker;9/2/2010, Vol. 175 Issue 136, p9
The author offers opinions on U.S. bank regulation, arguing that the Federal Deposit Insurance Corp. (FDIC) actually creates undue financial risk for consumers.
- Overdraft choices cut banks' revenue. Kiline, Allissa // Buffalo Law Journal;10/21/2010, Vol. 82 Issue 84, p1A
The article reports on the effects of the federal changes in overdraft protection services and the things undertaken by banks and credit unions in the U.S. to earn the lost revenue as result thereof in which it says that banks and credit unions have incurred 2.3 billion dollars lost during the...
- Fed Frees Israeli Bank from Money Laundering Oversight. Cumming, Chris // American Banker;10/ 9/2013, Vol. 178 Issue 156, p2
The article announces the U.S. Federal Reserve Board terminate an enforcement action against Bank Hapoalim on October 4, 2013 and notes the Israeli bank agreed to review its anti-money laundering and compliance program at a Miami, Florida branch.
- Regulators Unveil Updated Loan-to-Deposit Metrics. Broughton, Kristin // American Banker;7/3/2014, Vol. 179 Issue 102, p1
The article discusses the introduction of metrics that will measure the compliance of banks with interstate banking laws, focusing on the loan-to-deposit ratio requirements imposed upon out-of-state banks by their host states.
- Swap Comment Time Extended. Adler, Joe // American Banker;6/24/2011, Vol. 176 Issue F324, p3
The article notes U.S. federal regulators have extended the comment period to July 11, 2011 for a proposed rule mandated by the Dodd-Frank Act concerning margins requirements for swap dealers and banks that are swap participants.