TITLE

NASD Grants Two Exemptions To G-37's Muni Business Ban

AUTHOR(S)
Hume, Lynn
PUB. DATE
August 2002
SOURCE
Bond Buyer;8/2/2002, Vol. 341 Issue 31441, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports the exemption of the broker-dealers from the two-year ban on municipal business by the National Association of Securities Dealers in Washington. Result of the contributions made to a gubernatorial candidate; Merger of the stocks affiliate of a municipal securities dealer; Citation of the Rule G-37.
ACCESSION #
7215112

 

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