NASD Grants Two Exemptions To G-37's Muni Business Ban

Hume, Lynn
August 2002
Bond Buyer;8/2/2002, Vol. 341 Issue 31441, p1
Trade Publication
Reports the exemption of the broker-dealers from the two-year ban on municipal business by the National Association of Securities Dealers in Washington. Result of the contributions made to a gubernatorial candidate; Merger of the stocks affiliate of a municipal securities dealer; Citation of the Rule G-37.


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