Regulation: SEC to Publish Proposed SMMP Concept, Seeking Comment

Hume, Lynn
February 2002
Bond Buyer;2/7/2002, Vol. 339 Issue 31320, p4
Trade Publication
Reports on plans of the U.S. Securities and Exchange Commission to publish the Municipal Securities Rulemaking Board's proposed concept on municipal bond market professionals in the U.S. Federal Register. Usefulness of the proposed concept in electronic trading in municipal market; Situation in which the concept could be applied; Warning of financial services provider Charles Schwab & Co. against the concept.


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