TITLE

Securities Scams

AUTHOR(S)
Sanders, Gary
PUB. DATE
August 2002
SOURCE
Advisor Today;Aug2002, Vol. 97 Issue 8, p62
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the National Association of Insurance Commissioners's has formed the NAIC/NASAA Enforcement Coordination Subgroup under its Anti-Fraud Task Force to explore ways for state insurance and securities regulators to cooperate to address the increasing number of insurance advisors who are becoming involved in investment schemes and securities fraud. View promoters of the schemes on insurance advisors; Reasons advisors are lured to the products.
ACCESSION #
7156647

 

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