TITLE

Pryor Counts Must Pay $40,000 to Settle SEC Securities Fraud Case

AUTHOR(S)
Hume, Lynn
PUB. DATE
February 2002
SOURCE
Bond Buyer;2/8/2002, Vol. 339 Issue 31321, p27
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on civil penalty imposed by the U.S. Securities and Exchange Commission on Philadelphia-based Pryor, Counts & Co. for defrauding Atlanta through an investment scheme. Violation of Rule G-37 of the Municipal Securities Rulemaking Board by the company; Executives against whom the charges were filed; Other charges against the company.
ACCESSION #
7136957

 

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