Push for Full Five at SEC

Hume, Lynn
July 2002
Bond Buyer;7/24/2002, Vol. 341 Issue 31434, p1
Trade Publication
Reports the move of Senate Banking chairman Paul Sarbanes on the confirmation of Securities and Exchange Commission nominees by the U.S. Senate. Schedule of the Senate committee meeting; Personal information regarding the nominees; Need for an increase funds for the commission.


Related Articles

  • Bush's Picks For SEC Earn Praise on Hill. Sanchez, Humberto // Bond Buyer;7/19/2002, Vol. 341 Issue 31431, p1 

    Reports the appreciation of the nominees for the Securities and Exchange Commission members in the U.S. Experiences of the nominees; Support on the increase funding for the agency; Assessment of the pay parity issues.

  • SEC Enforcement: More Actions Needed to Improve Oversight of Disgorgement Collections: GAO-02-771.  // GAO Reports;7/12/2002, p1 

    Every year investors lose money to individuals and corporations that violate federal securities laws. One mission of the Securities and Exchange Commission (SEC) is to deter such violations and return lost funds to investors. SEC's primary tool is the disgorgement order, which requires violators...

  • Pitt Dubbed 'Zeus'; Vows to Review All Commission Rules. Hume, Lynn // Bond Buyer;7/20/2001, Vol. 337 Issue 31185, p4 

    Highlights the plans of Harvey Pitt if confirmed as chairman of the United States Securities and Exchange Commission. Pitt's plan to conduct a review of all commission rules; Pitt's desire for the commission to move toward 'real-time enforcement.'

  • Environmental Disclosure: SEC Should Explore Ways to Improve Tracking and Transparency of Information: GAO-04-808. Stephenson, John B. // GAO Reports;7/14/2004, p1 

    To help investors make informed decisions, the Securities and Exchange Commission (SEC) enforces federal securities laws requiring companies to disclose all information that would be considered important or "material" to a reasonable investor, including information on environmental risks and...

  • New Guidelines Under Microscope. Chapman, Peter // Traders Magazine;Sep2008, Vol. 21 Issue 286, p22 

    The article focuses on the new guidelines proposed by the U.S. Securities and Exchange Commission (SEC) which are under the observation of the Mutual Fund Directors Forum (MFDF). The MFDF has not officially replied to the SEC's proposed guidelines but affirms that it was a positive step by the...

  • Cooperative Interbranch Federalism: Certification of State-Law Questions by Federal Agencies. Winship, Verity // Vanderbilt Law Review;Jan2010, Vol. 63 Issue 1, p181 

    When an unresolved state-law question arises in federal court, the court may certify it to the relevant state court. The practice of certification from one court to another has been widely adopted and has been touted as "help[ing] build a cooperative judicial federalism." This Article proposes...

  • Rules and Regulations: SECURITIES AND EXCHANGE COMMISSION.  // Federal Register (National Archives & Records Service, Office of;1/16/2014, Vol. 79 Issue 11, p2777 

    The article provides information on the temporary stay of final rule regarding registration of municipal advisors, imposed by the U.S. Securities and Exchange Commission. The agency is staying temporarily rules regarding registration of municipal advisors until July 1, 2014. It states that the...

  • Other People's Money. Flynn, John T. // New Republic;1/27/37, Vol. 89 Issue 1156, p384 

    The article focuses on the resignation of James Landis from the U.S. Securities and Exchange Commission. "The Wall Street Journal" said that the retirement of Landis is regrettable from the public point of view because his tenure of office has been marked by the qualities essential in public...

  • McCain: Cuomo good fit for SEC.  // Buffalo Law Journal;9/25/2008, Vol. 80 Issue 77, p4A 

    The article reports on the statement of Republican Sen. John McCain that he would employ New York Attorney General Andrew Cuomo to head the Securities and Exchange Commission in his administration. McCain stated that Cuomo would renew credibility and furnish bipartisanship to the SEC, in which...


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics