SEC Names Associate Director of Regulation

Sanchez, Humberto
July 2002
Bond Buyer;7/12/2002, Vol. 341 Issue 31426, p5
Trade Publication
Reports the appointment of Alden Adkins as associate director of market regulation division of the U.S. Securities and Exchange Commission. Career history; Work duration with the National Association of Securities Dealers; Experience on regulatory matters.


Related Articles

  • Former Muni Overseer Exits SEC; Harlan to Join Accounting Board. Hume, Lynn // Bond Buyer;4/2/2003, Vol. 344 Issue 31606, p5 

    Alden Adkins, a former U.S. Securities and Exchange Commission (SEC) official who had supervisory authority over the Office of Municipal Securities, joined the Pacific Exchange in San Francisco on April 1, 2003. Adkins left the SEC on March 28, 2003 where he had been an associate director in the...

  • SEC Chairman Levitt Steps Down.  // Practical Accountant;Feb2001, Vol. 34 Issue 2, p15 

    Reports on Internal Revenue Service Securities & Exchange Commission Chairman Arthur Levitt's departure after more than seven years in office.

  • SEC Names Prezioso, Its Foe in Yield-Burning Fight, as General Counsel. Hume, Lynn // Bond Buyer;4/4/2002, Vol. 339 Issue 31538, p29 

    Reports on the appointment of Giovanni P. Prezioso as general counsel of the U.S. Securities and Exchange Commissions (SEC). Announcement of the appointment by SEC Chairman Harvey L. Pitt; Replacement of former David M. Becker by Prezioso; Decision of Pitt to return to private practice.

  • SEC chooses Nazareth for market regulation. Hume, Lynn // Bond Buyer;03/15/99, Vol. 327 Issue 30598, p2 

    Reports on the appointment of Annette Nazareth as director of the United States Securities & Exchange Commission's division of market regulation.

  • Who Said He's Gone? Bresiger, Gregory // Traders Magazine;Dec2002, Vol. 15 Issue 205, p10 

    Reports that Harvey Pitt, chairman of the United States Securities and Exchange Commission (SEC), can still wield influence months after his announced resignation. Need to ensure smooth transfer of leadership; Presiding and voting at SEC meetings.

  • I pledge allegiance...  // Broadcasting & Cable;8/5/2002, Vol. 132 Issue 32, p34 

    Editorial. Focuses on the pledge of fiscal allegiance by the chief executive officer of the Securities and Exchange Commission in the U.S. Explanation of the content of the sworn statement; Confidence in companies driving the financial markets.

  • Lizarraga to return to banking panel. Ferris, Craig T. // Bond Buyer;07/14/99, Vol. 329 Issue 30682, p4 

    Reports that United States Securities & Exchange Commission Office of Legislative Affairs Deputy Director Jaime E. Lizarraga is leaving to join the Democratic staff of the House Banking and Financial Services Committee.

  • Hamm, Key Figure in SEC Muni Enforcement, to Join Law Firm. Hume, Lynn // Bond Buyer;06/06/2000, Vol. 332 Issue 30906, p6 

    Reports on United States Securities & Exchange Commission assistant director of enforcement Kathleen Hamm's plans to leave the commission to join Wilson Sonsini Goodrich & Rosati. Hamm's roles in the commission's probe into yield-burning and municipal securities cases; Hamm's career history.

  • Survey: Salary of SEC'S Cox Eclipsed by Most Others. Hume, Lynn // Bond Buyer;7/26/2006, Vol. 357 Issue 32431, p1 

    The article points out that U.S. Securities and Exchange Commission Chairman Christopher Cox's annual salary of $152,000 appears small when compared with the salaries of the top officials of the self-regulatory organizations and industry trade groups whose members the SEC regulates. At least six...


Read the Article


Sign out of this library

Other Topics