TITLE

SEC Lawyers Defend Markup Standards, Seek Reversal of Ruling

AUTHOR(S)
Hume, Lynn
PUB. DATE
July 2002
SOURCE
Bond Buyer;7/10/2002, Vol. 341 Issue 31424, p6
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the appeal to reverse the ruling of the Securities and Exchange Commission on the securities fraud law cases in the U.S. Submission of SEC enforcement division; Lack of specific regulatory guidelines on markups; Market prices of the securities.
ACCESSION #
7027576

 

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