TITLE

Farming It Out

AUTHOR(S)
Gleeson, Jerry
PUB. DATE
January 2012
SOURCE
Registered Rep;Jan2012, Vol. 36 Issue 1, p21
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article focuses on the strategy adopted by the registered investment advisor (RIAs). According to the Investment Adviser Association, most of RIAs are tending toward the small size in assets under management. Further it discusses that RIAs are adopting strategy to outsource their compliance functions with assets of about 25 million dollars to 250 million dollars.
ACCESSION #
70219050

 

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