House Nears OK of Added SEC Funds
- House Appropriations Committee Would Give SEC $50M More, But Cut IRS Funds. Glazier, Kyle // Bond Buyer;6/18/2014, Vol. 1 Issue 34128, p1
The article offers information on the release of fiscal year 2015 bill by the U.S. House Appropriations Committee. It states that the bill would fund the U.S. Securities and Exchange Commission at 1.4 billion dollars, which is 50 million dollars above the fiscal year 2014 level and 300 million...
- SEC Budget Increase Would Bolster Exams. Glazier, Kyle // Bond Buyer;2/4/2015, Issue 34253, p1
The Securities and Exchange Commission's requested fiscal year 2016 budget of $1.722 billion would allow the commission to hire hundreds of examination staff and step up enforcement, as well as help the muni office coordinate with self-regulators.
- Bush's Proposed $100M for SEC Called Chump Change by Lawmakers. Hume, Lynn // Bond Buyer;7/10/2002, Vol. 341 Issue 31424, p7
Reports on the budget request by U.S. President George W. Bush from the Securities and Exchange Commission (SEC) for the fiscal year 2003. Concerns of the Democrats over the request; Response of SEC Chairman Harvey Pitt on the issue; Appropriations for the budget.
- Budget gain of 7% sought for SEC. Hume, Lynn // Bond Buyer;02/02/99, Vol. 327 Issue 30570, p4
Reports that the United States government is seeking new budget authority for the Securities and Exchange Commission (SEC) for fiscal 2000. Allocation of the commission's fiscal 2000 budget; Total budget increase being sought for the SEC.
- Budget seeks $45.8M more for regulators. Hume, Lynn // Bond Buyer;02/08/2000, Vol. 331 Issue 30824, p4
Reports on the fiscal 2001 budget proposed by United States President Bill Clinton for the US Securities and Exchange Commission. Increase in budget allocation for the agency; Proposed increase as needed for the agency's expansion of its capabilities to fight electronic securities fraud.
- House Bill Would Expand SEC Authority, Including Over Muni Clearing Entities. Hume, Lynn // Bond Buyer;2/27/2003, Vol. 343 Issue 31582, p4
Reports that the U.S. House passed a bill that would give the Securities and Exchange Commission (SEC) additional authority and flexibility to respond to emergency situations including with regard to clearing organizations in the municipal and government securities market as of February 2003. ...
- Washington alert. // Bond Buyer;11/08/99, Vol. 330 Issue 30764, p3A
Focuses on the consideration of a bill proposed to raise the low-income housing tax credit limit as a part of a minimum-wage increase bill. Demands for the modification or withdrawal of the U.S. Securities and Exchange Commission (SEC) rule by the securities industry officials, state...
- The limits of SEC authority under section 14(a) of the Exchange Act: Where federal disclosure... Berg, Philip C. // Journal of Corporation Law;Winter92, Vol. 17 Issue 2, p311
Discusses the Exchange Act of 1934 which defines the limitations of the Securities and Exchange Commission in the United States. Creation of the Exchange Act of 1934 and the Securities Act of 1933 to regulate corporate securities; History of the emergence of the Exchange Act; Purpose of the Act...
- Significant 1990 Legislative and Regulatory Developments. // Business Lawyer;May91, Vol. 46 Issue 3, p973
Examines the legislative development of the Securities Enforcement Remedies and Penny Stock Reform Act of 1990 for the United States Securities and Exchange Commission. Enactment of the Enforcement Remedies Act; Characteristics of the Act; Implication of the Act to the advancement of the...