New Bill Aims to Void Dodd-Frank Registration Requirements

MacFadyen, Ken
March 2011
Mergers & Acquisitions Report;3/21/2011, Vol. 24 Issue 12, p7
The article discusses "The Small Business Capital Access and Job Preservation Act" that was filed by Virginia legislator Robert Hurt as of March 2011. The bill aims to exempt private equity firms from both the registration and reporting requirements. The Dodd-Frank act mandates that venture capital firms are exempted from said requirements. The opinion of The Riverside Co.'s Pam Hendrickson on the issue is also cited.


Related Articles

  • New Bill Aims to Void Dodd-Frank Registration Requirements.  // Mergers & Acquisitions Report;5/2/2011, Vol. 24 Issue 18, p24 

    The article offers information on a bill introduced by Virginia Congressman Robert Hurt, which is aimed at extending the exemption venture capital firms receive under Title IV of the Dodd-Frank act to private equity. Under the Small Business Capital Access and Job Preservation Act, private...

  • House Panel Votes to Protect Data, Repeal Swaps Rule. Wack, Kevin // American Banker;2/17/2012, Vol. 177 Issue F306, p17 

    The article mentions two legislative bills passed by the U.S. House Financial Services Committee that change the Dodd-Frank Act regarding attorney-client privilege and swaps dealing and notes Republican Representatives Bill Huizenga and Nan Hayworth sponsored the bills.

  • Congress guts private equity regulations it doesn't understand. Primack, Dan // Fortune.com;12/6/2013, p1 

    The article discusses the reported ignorance of the members of the U.S. House of Representatives who voted to alter the private equity (PE) oversight regulations in America as of December 2013, focusing on the PE rules contained in the U.S. Dodd-Frank Wall Street Reform & Consumer Protection...

  • The Risk of Waiting to Implement Dodd-Frank. Bolton, Graham // Risk Management (00355593);Jan/Feb2014, Vol. 61 Issue 1, p8 

    The article focuses on the risk of waiting to implement Dodd- Frank Wall Street Reform and Consumer Protection Act. Despite U.S. President Barack Obama signed the law in 2010, regulators have only finalized only 158 of the 398 rules. Since only 39% of the Dodd- Frank reforms are implemented in...

  • Four Ways the GOP Could Roll Back Dodd-Frank in 2017. Mckendry, Ian // Cujournal.com;12/30/2016, p1 

    The new year is shaping up to be the one in which sizable changes to the Dodd-Frank Act are finally enacted, thanks to Republican victories in the White House, Senate and House.

  • Reading Washington. Stewart, Robert W. // Mergers & Acquisitions: The Dealermaker's Journal;May2011, Vol. 46 Issue 5, p42 

    The article presents the author's comments on regulatory issues for the private equity (PE) industry in the U.S. According to him, the Dodd-Frank Act of 2010 which requires PE firms to register under the Investment Advisers Act of 1940, is creating most immediate threat for the sector. He talks...

  • Dodd-Frank to Drive Massive Systems Changes. Steinert-Threlkeld, Tom // Money Management Executive;7/4/2011, Vol. 19 Issue 27, p1 

    The article discusses the impact of the regulatory change exemplified by the Dodd-Frank Wall Street Reform Act on the securities industry in the U.S. It notes that act will bring a massive changes in terms of technology that will help in addressing the condition of the industry. An overview of...

  • Dodd-Frank's Greatest Impact To Be on Interest-Rate Trading. T. S. T. // Money Management Executive;7/4/2011, Vol. 19 Issue 27, p6 

    The article presents an overview of the impact of the rule changes brought by the Dodd-Franck Wall Street Reform Act on the interest-rate trading in the U.S. It mentions the significance of technology to produce as much change in the trading of interest-rate products including stocks. Moreover,...

  • N. Y. Bank Hit by Dodd-Frank Seeks Relief from Congress. Wack, Kevin // American Banker;5/21/2012, Vol. 177 Issue 78, p1 

    The article reports on Emigrant Bank in New York which received $2.3 billion from the Federal Home Loan Bank of New York during the 2008 financial crisis which could cost the bank $300 million. Emigrant Bank asked the U.S. Congress to pass a legislative bill that will help the bank avoid capital...


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics