TITLE

The Fine Points of G-37

AUTHOR(S)
Hume, Lynn
PUB. DATE
June 2002
SOURCE
Bond Buyer;6/24/2002, Vol. 340 Issue 31414, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports the enforcement case filed by the Securities and Exchange Commission against the Fifth Third Securities Inc. in the U.S. Violation of the rule G-37; Factors influencing the bond business; Details on the solicitation activities of bank executives.
ACCESSION #
6931794

 

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