The Fine Points of G-37

Hume, Lynn
June 2002
Bond Buyer;6/24/2002, Vol. 340 Issue 31414, p1
Trade Publication
Reports the enforcement case filed by the Securities and Exchange Commission against the Fifth Third Securities Inc. in the U.S. Violation of the rule G-37; Factors influencing the bond business; Details on the solicitation activities of bank executives.


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