'Peg' Henry Leaving Muni Office for Law Firm in N.Y.C
- Sandra Harris to Leave Commission for Private Sector. Hume, Lynn // Bond Buyer;8/9/2005, Vol. 353 Issue 32192, p6
Reports on the plan of Sandra J. Harris to resign from her position as associated regional director and co-head of enforcement for the U.S. Securities and Exchange Commission's Pacific regional office in Los Angeles, California. Reason of leaving; Contribution of Harris on the agency; Career...
- More Woes Ahead for The SEC? E.F. // Treasury & Risk Management;Mar2002, Vol. 12 Issue 3, p6
Reports the resignation of lawyer David Becker at the Securities and Exchange Commission (SEC) in the U.S. Response of SEC chairman Harvey Pitt to the scandal at Enron Corp.; Existence of budget constraints within SEC workers; Details on the management style of Pitt.
- Kenneth Berman to Leave SEC to Join Law Firm. Hume, Lynn // Bond Buyer;07/13/2000, Vol. 333 Issue 30931, p5
Reports that Kenneth Berman will resign from his associate director post at the United States Securities & Exchange Commission (SEC).
- SEC deals another blow to PwC. // Accountancy;Mar2000, Vol. 125 Issue 1279, p6
The U.S. Securities and Exchange Commission (SEC) inflicted more damage on PricewaterhouseCoopers LLP (PwC) last month when a senior partner in the firm's London office was forced to resign over independence issues. Global head of transaction services for PwC Geoff Westmore resigned after the...
- Donaldson Giving Up SEC Chairmanship. // American Banker;6/2/2005, Vol. 170 Issue 105, p20
Reports that William Donaldson is resigning as the chairman of the Securities and Exchange Commission on June 30, 2005. Legacy of Donaldson, including rules extending oversight to hedge funds; Crackdown on abuses in the mutual fund industry; Comments on his increasingly public disputes with his...
- Arthur Levitt to Step Down as the Chairman of the SEC by Mid-February. Hume, Lynn // Bond Buyer;12/21/2000, Vol. 334 Issue 31042, p5
Reports on Arthur Levitt's plan to resign as chairman of the United States Securities and Exchange Commission (SEC) before mid-February 2001. Levitt's push for municipal market reform; Remaining agenda at the SEC.
- Nine-Month SEC Resignation Rates Continue to Slide. // Public Accounting Report;10/15/2008, Vol. 32 Issue 19, p1
The article reports on the continued decline of the nine-month Securities and Exchange Commission (SEC) resignation rates for international professional services firms in 2008. It is inferred that every segmented firm category including Big Four, National Firms, and Local and overall firms are...
- SEC Chief Accountant To Step Down. // Public Accounting Report;9/15/2005, Vol. 29 Issue 17, p2
The article reports on the resignation of Donaldson Nicolaisen as chief accountant of the U.S. Securities and Exchange Commission in October 2005. The reason for his resignation is stated. Nicolaisen's achievements and contributions to the commission are mentioned. A career background of...
- Levitt Resigns. // Traders Magazine;Jan2001, Vol. 14 Issue 176, p6
Reports on the resignation of United States Securities and Exchange Commission Chairman Arthur Levitt. Reason for his move; Possibility of a SuperMontage roll out.