NASD Finds Frequent Errors in Firms' Reports of Muni Trade Data

Hume, Lynn
June 2002
Bond Buyer;6/12/2002, Vol. 340 Issue 31406, p5
Trade Publication
Reports the failure of firms to report municipal securities trade data according to the National Association of Securities Dealers in the U.S. Circumstance attributing to the error in municipal securities trade reporting; Need for firms to review trade reports; Implementation of anti-laundering programs.


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