TITLE

Judge Dismisses SEC Case Against Former Broker, Rules Markups Not Excessive

AUTHOR(S)
Hume, Lynn
PUB. DATE
May 2002
SOURCE
Bond Buyer;5/1/2002, Vol. 340 Issue 31377, p50
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the judgment of the fraud case filed by the Securities and Exchange Commission and MSRB against broker Mark David Anderson in the U.S. Rules on mark-ups and markdowns on municipal securities; Standardization of municipal securities; Dismissal of the case.
ACCESSION #
6794534

 

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