TITLE

SEC Seeks Rule Changes Concerning Mutual Fund Ads

AUTHOR(S)
Hume, Lynn
PUB. DATE
May 2002
SOURCE
Bond Buyer;5/16/2002, Vol. 340 Issue 31388, p7
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
No abstract available.
ACCESSION #
6782769

 

Related Articles

  • Accountability? Mutual funds must come clean. Lane, Marc J. // Crain's Chicago Business;1/6/2003, Vol. 26 Issue 1, p11 

    Reports on the alliance of the mutual fund companies to thwart the proposal of the U.S. Securities and Exchange Commission (SEC) forcing the disclosure of the procedure of voting for proxy issues. Arguments of the mutual funds industry against the proposal of SEC; Benefits of the proxy-voting...

  • THE SEC'S 'FAIR VALUE' STANDARD FOR MUTUAL FUND INVESTMENT IN RESTRICTED SHARES AND OTHER ILLIQUID SECURITIES. Smith, Janet Kiholm; Smith, Richard L.; Williams, Karyn // Fordham Journal of Corporate & Financial Law;2001, Vol. 6 Issue 2, p421 

    Presents evidence that the lack of mutual fund involvement in the markets for illiquid equity is a direct response to U.S. Securities and Exchange Commission policies and regulations. Historical perspective on restricted-share regulation; U.S. Securities and Exchange Commission's rationales for...

  • A fund by any other name. Williamson, Christine // Pensions & Investments;06/23/97, Vol. 25 Issue 13, p24 

    Reports that the mutual fund industry in the United States supports a proposed rule by the Securities and Exchange Commission (SEC), which would require a fund to invest at least 80% in the asset class, geographic area or maturity its name suggests. View that the SEC still have some hurdles to...

  • In 2012, Fund Ads Face 'Mind Control'. Barney, Lee // Money Management Executive;7/12/2010, Vol. 18 Issue 28, p3 

    The article focuses on the mutual fund advertisement in 2012 in the U.S. It states that by the year 2012, the government will control the mind of all citizens. It notes that the Section 918 of the Senate Financial Reform Bill will require the Comptroller General to conduct a study on mutual fund...

  • Laying Down Some Rules For Mutual Funds. Rosenfeld, Mordecal // New Republic;1/7/67, Vol. 156 Issue 1, p13 

    Discusses the contents of a report on mutual funds prepared by the U.S. Securities and Exchange Commission (SEC) in July 1966. Types of fees paid by mutual fund investors in the country; Background on the concept of reciprocal brokerage; Reforms on mutual fund regulations sought by the SEC.

  • Funds Seek Guidance on Investment Disclosure, Fair Value. Frankie, Chris // Money Management Executive;10/4/2004, Vol. 12 Issue 39, p6 

    The article discusses guidance sought from the U.S. Securities and Exchange Commission (SEC) by investment companies on specific reporting mandates and implementation of optional requirements, in the wake of federal regulations passed earlier this year. in the U.S. One such mandate is the filing...

  • Mutual Funds Must Certify Financial Results. Garmhausen, Steve // Financial Planning;Oct2002, Vol. 32 Issue 10, p32 

    Focuses on the U.S. Securities and Exchange Commission ruling that chief executive officers and chief financial officers of mutual fund companies must certify all semiannual reports and financial statements to shareholders as of October 2002. Purpose of the ruling; Relevance of the ruling to...

  • Mutual funds: Their 5 best-kept secrets.  // Consumer Reports;Mar2003, Vol. 68 Issue 3, p32 

    Discusses the information rights held by mutual-fund shareholders. How mutual funds are required to give investors a description of legal structures, summaries of investment strategies, and information about commissions and expenses; Consideration of inspections made by the U.S. Securities and...

  • Mutual Fund Governance Effort Turns Into a Regulatory Marathon. Curtis, Carol E. // Securities Industry News;4/30/2007, Vol. 19 Issue 17, p1 

    The article reports on the status of proposed reforms to a mutual fund governance rule in the U.S. It says that Securities and Exchange Commission (SEC) chairmen Christopher Cox has stated his plan to repropose the changes by the end of 2007. According to former SEC commissioner Cynthia...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sign out of this library

Other Topics