TITLE

U.S. Judge in Oklahoma Approves Cochran's $220,000 Settlement With SEC

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 2002
SOURCE
Bond Buyer;4/24/2002, Vol. 340 Issue 31372, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the civil penalties of investment banker Robert Cochran with the Securities & Exchange Commission in Oklahoma. Approval of Judge Wayne Alley on the settlement agreement; Amount of civil penalties paid; Plans of former Stifel, Nicolaus & Co. lawyer Matthew Taylor on lawsuit on penalties payment of Stifel to the indemnification of Cochan.
ACCESSION #
6731983

 

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