TITLE

Fitzgerald Accepts SEC Settlement: To Pay $300,000, Be Barred

AUTHOR(S)
Hume, Lynn
PUB. DATE
March 2002
SOURCE
Bond Buyer;3/14/2002, Vol. 339 Issue 31344, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports the issuance of an order by the U.S. Securities and Exchange Commission (SEC) banning David E. Fitzgerald, Chairman of Pacific Genesis Group Inc., from the brokerage industry in California. Approval of the monetary penalties and injunctions by a federal judge; Violations of the Municipal Securities; Comments on the proposed SEC settlement.
ACCESSION #
6704700

 

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