Warning of Crisis, Democrats Urge Doubling SEC's Budget
- Actively Managed ETFs? // Practical Accountant;Jan2002, Vol. 35 Issue 1, p18
No abstract available.
- Bush Administration Requests $437.9M in Spending for SEC. Hume, Lynn // Bond Buyer;04/10/2001, Vol. 336 Issue 31115, p6
Reports that President George W. Bush's administration has requested 437.9 million dollars in spending authority for the United States Securities and Exchange Commission for fiscal 2002. Cuts in authorized staff positions.
- SEC tells treasurers G-37-like rule will soon be on the way. Hume, Lynn // Bond Buyer;06/17/99, Vol. 328 Issue 30664, p1
Reports on the United States Securities and Exchange Commission's proposed rule seeking to prohibit government-regulated investment advisers from participating in pay-to-play practices to acquire public finance management business. Provisions of the proposed regulation; National Association of...
- MSRB Proposes New Monthly Trading Report. Hume, Lynn // Bond Buyer;06/19/2000, Vol. 332 Issue 30915, p5
Reports on the Municipal Securities Rulemaking Board's call for the United States Securities and Exchange Commission to allow it to offer a new monthly Comprehensive Transaction Report. Financial information on all municipal securities trades to be included in the report; Availability of the...
- Ravitch, Spiotto: Use Carrots, Sticks to Avoid More Detroits. Burton, Paul // Bond Buyer;11/13/2014, Vol. 1 Issue 34211, p1
Better scrutiny and support could help avert future bankruptcies, say public finance experts Richard Ravitch and James Spiotto.
- Norton Rose Fulbright Climbs the U.S. Public Finance Ladder. Weitzman, Aaron // Bond Buyer;3/8/2016, Vol. 1 Issue 34472, p1
Norton Rose Fulbright expanded its municipal bond business by 51% last year, outpacing growth in the market and jumping three rungs higher on the league table rankings for bond counsel.
- Justice, SEC Probe Muni Derivatives. Hume, Lynn; McConnell, Alison L. // Bond Buyer;11/21/2006, Vol. 358 Issue 32513, p1
The article reports on the conduct of an investigation into municipal derivatives by the U.S. Justice Department and the Securities and Exchange Commission. The probes cover brokers and providers, including insurance companies, securities firms, banks, derivatives firms, financial advisers, and...
- Regulatory Oversight and Recent Initiatives to Address Risks Posed by Credit Default Swaps. Williams, Orice M. // GAO Reports;3/5/2009, preceding p1
The article presents a report from the U.S. Government Accountability Office (GAO) on the systemic risk of the financial system in the country. It highlights the key role of credit default swaps (CDS) in financial markets wherein it posed counterparty credit, operational and jump-to-default...
- SEC Extends Comment Deadline on Proposals for Self-Regulatory Organizations. Hume, Lynn // Bond Buyer;1/13/2005, Vol. 351 Issue 32049, p6
The article reports that the U.S. Securities and Exchange Commission has extended by 45 days, to March 8, 2005, the deadline for receiving public comments on proposed rules that would put in place governance, transparency, and other reforms for self-regulatory organizations such as the National...