NASD to Pose Rules Calling for Emergency Plans

Hume, Lynn
March 2002
Bond Buyer;3/22/2002, Vol. 339 Issue 31350, p37
Trade Publication
Reports proposal from the National Association of Securities Dealers (NASD) to require brokerage firms to maintain business continuity plans in Washington. Provision of emergency contract information to NASD; Influence of the September 11 terrorist attacks.


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