TITLE

SEC's Response to Flash Crash Is New Circuit Breaker Rules

AUTHOR(S)
Serebrov, Mari
PUB. DATE
September 2011
SOURCE
BioWorld Today;9/29/2011, Vol. 22 Issue 189, p1
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article reports that U.S. Securities and Exchange Commission (SEC) has proposed changes to its 25-year-old circuit breaker rules in response to the 2010 flash crash. It says the SEC is still considering the limit up-limit down proposal, which aims at preventing trading anomalies and limiting the unsettling effect of those that do arise. Chairwoman Mary Schapiro says SEC's proposal is designed to lower the market's unusual volatility.
ACCESSION #
66347786

 

Related Articles

  • Mary Schapiro. Waddell, Melanie // Investment Advisor;May2012, Vol. 32 Issue 5, p40 

    The article offers information on Mary Schapiro, chairman of the Securities and Exchange Commission (SEC) of the U.S. It is stated that since Dodd-Frank gave the SEC the authority to write a rule to put brokers under a fiduciary mandate, Schapiro has been waging a battle to ensure such a rule...

  • SEC Received 64 Tips on Muni- and Pension-Related Abuses in Fiscal 2012. Hume, Lynn // Investment Management Mandate Pipeline;11/16/2012, p1 

    The article focuses on the 64 whistleblower tips received by the U.S. Securities and Exchange Commission (SEC) on possible securities law violations related to municipal securities and pensions during fiscal 2012. SEC chairman Mary Schapiro said that the one-year-old whistleblower program...

  • Rise Of The Machines On Wall Street. Maggs, John // National Journal;5/15/2010, p21 

    No abstract available.

  • Schapiro Sees Muni Disclosure Vote in '10. Ackerman, Andrew // Investment Dealers' Digest;11/13/2009, Vol. 75 Issue 43, p1 

    The article reports that the U.S. Securities and Exchange Commission (SEC) will vote to adopt final changes to its Rule 15c2-12 on disclosure in 2010. According to SEC chairman Mary L. Schapiro, the commission will also meet with lawmakers to see what can be done to expand its authority over the...

  • SEC: Derivatives Data Is Crucial to Market Probes.  // American Banker;8/31/2009, Vol. 174 Issue 164, p12 

    The article discusses the U.S. Securities and Exchange Commission and regulation of the derivatives market. Mary Schapiro, chairman of the U.S. Securities and Exchange Commission (SEC) states that regulators must get more information on regulating derivative transactions and eliminating abuses...

  • SEC's Schapiro Wants a Council of Regulators. Ackerman, Andrew // American Banker;5/11/2009, Vol. 174 Issue 89, p12 

    The article discusses the entity proposed by U.S. Securities and Exchange Commission (SEC) Chairman Mary Shapiro for overseeing risk in U.S. financial markets. Commentary is provided by Shapiro, who prefers creating a council of existing regulators as opposed to granting authority to a single...

  • Regulators to shine light on dark pools?  // MarketWatch: Financial Services;Sep2009, Vol. 8 Issue 9, p10 

    The article focuses on the move of financial regulators to address the rapid growth of trades conducted in dark pools in the U.S. It notes the impact of rapid growth trades on electronic crossing networks offering institutional investors of executing trades facility. Securities and Exchange...

  • Toughening beneficial ownership disclosure.  // Pensions & Investments;12/26/2011, Vol. 39 Issue 26, p12 

    An excerpt from remarks by Mary L. Schapiro, chairman of the U.S. Securities and Exchange Commission (SEC), at the December 15, 2011 Transatlantic Corporate Governance Dialogue in Washington, is presented.

  • SEC seeks more money. Brush, Silla // Hill;3/12/2009, Vol. 16 Issue 29, p16 

    The article reports on the statement of U.S. Securities and Exchange Commission (SEC) Chairwoman Mary L. Schapiro claiming that the agency is in need for more funds to implement securities regulations and askin the Congress to allow it to access an additional $17 million in 2009.

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics