Have You Audited Your Compliance Department Lately?

Stensgaard, Karen J.
April 2002
Internal Auditor;Apr2002, Vol. 59 Issue 2, p45
Academic Journal
Presents several key areas to consider when conducting focused audits of a compliance department. Structure of the compliance function; Training and education received by staff and employees; Importance of monitoring and surveillance. INSET: Compliance Versus Internal Auditing.


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