TITLE

Have You Audited Your Compliance Department Lately?

AUTHOR(S)
Stensgaard, Karen J.
PUB. DATE
April 2002
SOURCE
Internal Auditor;Apr2002, Vol. 59 Issue 2, p45
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
Presents several key areas to consider when conducting focused audits of a compliance department. Structure of the compliance function; Training and education received by staff and employees; Importance of monitoring and surveillance. INSET: Compliance Versus Internal Auditing.
ACCESSION #
6462940

 

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