TITLE

Sorry, Harvey

AUTHOR(S)
Jamieson, Dan
PUB. DATE
March 2002
SOURCE
On Wall Street;Mar2002, Vol. 12 Issue 3, p12
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Comments on the strategy of SEC chairman Harvey Pitt in dealing with the issues related to Merrill Lynch & Co. Inc. Rule II in the U.S. Prohibition of arbitrators from modifying and dissolving court orders by the rules; Formation of lawyer-heavy pools of arbitrators to hear cases on securities; Input and advocacy of constituencies into rulemaking. INSET: TRO RULE TIMELINE.
ACCESSION #
6325265

 

Related Articles

  • Job ax on Wall St.  // Crain's New York Business;1/9/95, Vol. 11 Issue 2, p1 

    Reports on the reductions in work force of the securities industry in the United States. Similar move by Merrill Lynch & Company.

  • Still bullish: Brokerages report 4% increase in employment. Deemer, Susan // Orange County Business Journal;02/15/99, Vol. 22 Issue 7, p11 

    Reports on the employment growth experienced by stock brokerages operating in Orange County, California in 1998. Brookstreet Securities Corp. as the fastest growing stock-brokerage firm; Percentage of the increase on Merrill Lynch's employees.

  • Merrill Creates a Security Linking 20 Banks' Stocks . PADGETT, TANIA // American Banker;6/26/2000, Vol. 165 Issue 122, p28 

    Reports that Merrill Lynch & Co. has launched a securities vehicle in the United States, called holding company depository receipts, that lets investors put money in 20 regional banks at once. Number of shares of stock in each security; Asset value and market capitalization of the securities;...

  • Broker-Dealer Trading Volumes.  // Securities Industry News;06/12/2000, Vol. 12 Issue 23, p3 

    Presents a chart showing Merrill Lynch & Co. Inc. topping all securities broker-dealers in listed trading volume for the first quarter of 2000.

  • Merrill, Granite Reach $6M Settlement.  // American Banker;3/21/2003, Vol. 168 Issue 55, p20 

    States that Merrill Lynch & Co. agreed to pay about $6 million to settle a dispute over the sale of mortgage bonds posted as loan collateral by Granite funds of David Askin. Background on the case and the ruling that Merrill's sale was improper.

  • Knight securities to clear through broadcort capital. Dabaie, Michael // Securities Industry News;09/06/99, Vol. 11 Issue 35, p4 

    Indicates that Knight Securities, a Jersey City, New Jersey-based market-maker for over-the-counter securities, will begin clearing trades through Merrill Lynch's clearing arm Broadcort Capital starting October 1999. Anticipation of business expansion; Time needed to complete the conversion of...

  • Merrill Lynch is bullish on property.  // EG: Estates Gazette;11/13/2004, Issue 446, p47 

    Forecasts the net asset values (NAV) of Merrill Lynch & Co. Inc. for 2004. Key driver for the shares of British Land Co. PLC (BL) over the next 12 months; Predictions on the NAV of BL; Information on the £1 billion stake of Land Securities PLC in the Telereal portfolio.

  • Brokers Face Breakpoint Charge-Backs. Jamieson, Dan // On Wall Street;Jan2004, Vol. 14 Issue 1, p20 

    Reports on the excess commission from A-share transactions to be charged back to brokers in the U.S. Payment to be given by Merrill Lynch representatives to its clients for A-share transactions in 2003; Deadline set by the National Association of Securities Dealers to firms for the completion...

  • Merrill Hires VeriSign for Security.  // American Banker;5/22/2003, Vol. 168 Issue 98, p20 

    Mountain View, California-basedVeriSign Inc., a provider of infrastructure services for the Internet and telecommunications networks, said on May 21, 2003 that it has reached a global, multiyear contract to help manage network security devices for Merrill Lynch & Co.The company did not say how...

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics