TITLE

SEC fine is latest hit to Aletheia

AUTHOR(S)
Diamond, Randy
PUB. DATE
June 2011
SOURCE
Pensions & Investments;6/13/2011, Vol. 39 Issue 12, p3
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article presents information on recent charges of the U.S. Securities & Exchange Commission (SEC) on Aletheia Research and Management Inc. The SEC charged that company officials didn't tell its potential clients that deficiencies that had been discovered in its SEC examinations is the firm's latest woes. The company has been fines 400,000 dollars and company officials have reorganized the management structure and insists that the future is bright.
ACCESSION #
62978344

 

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