Sole traders to pay less after N2, claims FSA

Gallagher, Rosemary
September 2001
Money Marketing;9/27/2001, p5
Deals with the proposed fee-raising arrangements of Great Britain's Financial Services Authority (FSA) for independent financial advisers (IFA). Implications of the proposal for IFA; Provisions of the FSA revised budget on its regulatory work.


Related Articles

  • Fees frame. Byrne, Tony // Money Marketing;8/24/2006, p29 

    The author reflects on his firm's costly annual fees to the British Financial Services Authority. He argued that the fees were based on the number of financial advisers on January 1, 2006, when changes in employees occurred before the said date, making the fees one-third higher. Half of the fees...

  • Fees cap may be brought in to help public get quality advice. Boles, Corey // Money Marketing;10/11/2001, p7 

    Reports that the Great Britain Financial Services Authority is considering a cap on fees that independent financial advisers can charge clients to allow more people access to quality independent advice. Comments from Michael Folger, director of conduct of business standards.

  • Regulator to crack down on contingent tactics. McMillan, Paul // Money Marketing;5/26/2005, p3 

    Reports on the plan of Great Britain Financial Services Authority to punish financial advisers who offer a small contingent fee service and then raise fees to scare clients into a commission-based service. Admission of Paul Rich, retail intermediary sector manager of the agency, of the knowledge...

  • FSA to stop 'smoke and mirror' adviser platform tactics. Macdonald, Sam // Fundweb;10/26/2012, p8 

    The article reports on the warn of the Financial Services Authority (FSA) against the use of smoke and mirror tactics by advice firms to take extra charges in Great Britain in 2012. According to Rory Percival, technical specialist at FSA, the FSA would examine vertically integrated firms with...

  • Symponia and FSA to hold talks over care fees planning advice. Phillipps, James // Money Marketing;12/14/2006, p14 

    The article reports on the invitation of Financial Services Authority (FSA) to Symponia to participate in the discussions on how best to take forward the issue of care fees planning advice in Great Britain. The move is the result of Symponia's lobbying of the government to tighten the regulation...

  • FSA has killed off fund-based consultancy charge - Lawson.  // Corporate Adviser (Online Edition);9/10/2012, p2 

    The article reports that according to Standard Life Assurance Co. in Edinburgh, Scotland, Great Britain Financial Services Authority's (FSA) stand that consultancy charges may not take contributions below auto-enrolment minimums will affect fund-based charges. It mentions that this will mean...

  • CA claims half the rulebook could be scrapped.  // Money Marketing;10/11/2001, p7 

    Reports that the Consumers' Association (CA) is calling on the Great Britain Financial Services Authority (FSA) to review the level of financial product regulation affecting the financial services industry. Details on the speech delivered by Mick McAteer, senior policy adviser at CA, at the FSA...

  • 'Highlight fee-only advisers'. Stackmere, Nicole // Money Marketing;10/11/2007, p100 

    The article reports that a number of independent financial advisor (IFA) firms have been urging the Financial Services Authority (FSA) to create an independent fee-only adviser category in Great Britain. The firms are calling for a further differentiation between advisers who charge on a...

  • Fair factor.  // Money Marketing;3/12/2009, p39 

    In this article the author analyzes the factors contributing to the decision of the Office of Fair Trading to prevent the regulatory solution to the problems on how Independent Financial Advisers (IFAs) charge for their services in Great Britain. He emphasizes the essence of fair trading...


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics