TITLE

With Friends Like These: Rule-Making Comment Submissions to the Securities and Exchange Commission

AUTHOR(S)
Nixon, David C.; Howard, Robert M.; DeWitt, Jeff R.
PUB. DATE
January 2002
SOURCE
Journal of Public Administration Research & Theory;Jan2002, Vol. 12 Issue 1, p59
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
Focuses on the Administrative Procedure Act the relationship between industry interest with regulatory agencies. Comment period for rule making at the United States Securities and Exchange Commission; Influence of interest group on regulatory process; Concept of iron triangle.
ACCESSION #
5992603

 

Related Articles

  • Regulators Next in Line For Grilling on Scandals? HELLER, MICHELE // American Banker;9/11/2002, Vol. 167 Issue 174, p1 

    Reports that U.S. Democrats are demanding federal bank regulators to be questioned on their inability to stop the unsafe business practices that brought down Enron Corp., WorldCom and others. Hearing on adequacy of bank regulatory oversight and on the role of investment and commercial banks in...

  • SECURITIES AND EXCHANGE COMMISSION.  // United States Government Manual;2009/2010, p496 

    The article features the Securities and Exchange Commission (SEC), which was established by the Securities Exchange Act of 1934. The SEC is responsible in administering Federal securities laws that aim to protect investors, as well as in guaranteeing the fair and honest operation in the...

  • SEC Folds Muni Office Into Market Regulation. Hume, Lynn // Bond Buyer;12/07/2000, Vol. 334 Issue 31032, p6 

    Reports on the consolidation of the United States Securities and Exchange Commission's Office of Municipal Securities and Division of Market Regulation. Synergies between the work of the office.

  • While Staff Proposes Rules, Uncertainty Surrounds.  // SCOR Report;Dec2002, Vol. 43 Issue 1, p3 

    Discusses the staffing problems of the U.S. Securities and Exchange Commission regarding the proposed rules to implement the Sarbanes-Oxley Act.

  • No new rules streaming from federal agencies. Anand, Vineeta // Pensions & Investments;1/23/1995, Vol. 23 Issue 2, p10 

    Reports that the US Securities and Exchange Commission is not rushing to issue new rules despite threats from the Republican majority in the US Congress. Plans of the Congressional Republicans to pass a law making it harder for government agencies to justify issuing new rules and regulations;...

  • SEC to Get a New Home in Washington. Hume, Lynn // Bond Buyer;05/31/2001, Vol. 336 Issue 31150, p48 

    Reports on the United States Securities and Exchange Commission's plan to consolidate its headquarters offices in a larger building next to Union Station and the Thurgood Marshall Building.

  • SEC Outlines Future Market Structure. Winograd, Jeffrey L. // On Wall Street;Jul2000, Vol. 10 Issue 7, p14 

    Highlights the general principles of the United States Securities and Exchange Commission (SEC) that will guide the government agency in the complex matter of market structure. Recognition of electronic communications network by SEC; Views of SEC on price transparency and linkages.

  • SEC overhauls NY office. Furman, Phyllis; Lentz, Philip // Crain's New York Business;2/5/96, Vol. 12 Issue 6, p6 

    Reports on staffing changes at the Security Exchange Commission's office in New York City. Resignation of broker-dealer division chief Martin Kuperberg to head the National Association of Securities Dealers' New York office; Promotion of Carmen J. Lawrence to regional director Associate...

  • Notices: SECURITIES AND EXCHANGE COMMISSION.  // Federal Register (National Archives & Records Service, Office of;1/24/2013, Vol. 78 Issue 16, p5213 

    The article presents several notices from the Securities and Exchange Commission (SEC) regarding its proposed changes of the adoption investigation, disciplinary, and sanction in the financial industry in the U.S. It provides an overview of the background and general description of the proposed...

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics