TITLE

Regulatory conceptions of unacceptable market practices under three policy scenarios

AUTHOR(S)
Dorn, Nicholas
PUB. DATE
December 2010
SOURCE
Journal of Banking Regulation;Dec2010, Vol. 12 Issue 1, p48
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
This article seeks to promote a research agenda on an important and topical issue: how do changes in public policy on financial markets re-shape regulators' conceptions of acceptable and unacceptable market practices, and their related enforcement styles? Three broad regulatory scenarios are tentatively explored and contrasted. Scenario I, 'regulation lite', is taken as being characteristic of the period before the emergence of the global financial crisis in 2007-2008. Scenario II, 'tightening up', refers to the recent, still-emerging, contested and currently unclear pattern of regulatory activism in response to the crisis. Scenario III refers to the possibility that financial market regulation might develop further in a context of 'EU economic government'. The objective is to explore how, under each of those policy scenarios, financial market regulators construe conflict of interest and insider trading, how they differentiate these from normal market practices, and what are the response options.
ACCESSION #
55773848

 

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