The CE Dilemma
- Bank charge claimants Left in limbo. Ridge, Rob // Mortgage Strategy;8/6/2007, p33
The article provides information concerning the bank charge claimants in Great Britain. There was a strange situation in August 2007 as the Financial Ombudsman Service, the Officer of Fair Trading and the Financial Services Authority have effectively teamed up with the banks to put a temporary...
- CAMPAIGN: Framework for a full debate. // Money Marketing;9/17/2010, p49
The article discusses the improvements that can be made in the working of financial services regulation in Great Britain and emphasizes on the need for constructive approach to regulation from the Consumer Protection and Markets Authority. It is stated that a full debate is needed about the...
- Create Tools, Not Rules to Truly Protect Consumers. Vartanian, Thomas P. // American Banker;9/17/2010, Vol. 175 Issue F336, p8
In this article the author discusses aspects of consumer protection from unfair and abusive practices in U.S. business, such as the financial services industry. He notes that the financial services industry relies on public trust to exist, but that customers are not protected due to the lack of...
- Our campaign to protect consumers gathers force. Tryphonides, Andrea // Money Marketing;10/27/2005, p80
Focuses on the requirements in buying consumer protection on an execution-only basis in Great Britain. Factors necessary to relinquish some protection from the Financial Ombudsman Service; Expression of concerns on protection sales.
- Everyone at Fault For Disclosure Mess: Williams. Davenport, Todd // American Banker;1/13/2005, Vol. 170 Issue 9, p3
Reports that Acting Comptroller of the Currency Julie Williams said that consumers are not getting adequate disclosure about financial products, and she spread the blame liberally for that shortcoming. Claim that banks fall far short in telling customers what they need to know to make informed...
- ASFA argues for primacy of ASIC. Taylor, Mike // Money Management;2/28/2008, Vol. 22 Issue 7, p9
The article reports on the belief of the Association of Superannuation Funds of Australia (ASFA) that the Australian Securities and Investments Commission (ASIC) should be retained as a consumer protection regulator for the financial services industry in Australia. The ASFA argues that the...
- Earn Continuing Education Credit. // Journal of Financial Service Professionals;Jul2010, Vol. 64 Issue 4, p89
A quiz is presented that relates to the financial information contained in articles in this issue of the "Journal of Financial Service Professionals" and through which participants can earn credits toward continuing education.
- JOURNAL QUIZ. // Journal of Financial Service Professionals;Jan2011, Vol. 65 Issue 1, p93
The article presents a quiz on articles in the current issue for which continuing education credit can be earned.
- Earn Continuing Education Credit. // Journal of Financial Service Professionals;Nov2009, Vol. 63 Issue 6, p65
This article presents a quiz on the material in this issue of the "Journal of Financial Professionals" that will earn subscribers or members four continuing education credits if successfully completed. The article also presents information about participating, including mailing instructions and...