TITLE

Rattner, SEC Reach Settlement

AUTHOR(S)
MacFadyen, Ken
PUB. DATE
November 2010
SOURCE
Mergers & Acquisitions Report;11/22/2010, Vol. 23 Issue 47, p16
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article reports that Steven Rattner, former head of Quadrangle Partners, will settle 6.2 million U.S. dollars for its case with the U.S. Securities and Exchange Commission which will bar him from associating with any investment advisor or broker-dealer for the next two years. Also reported is the lawsuit filed by New York Attorney General and governor-elect Andrew Cuomo against Rattner, seeking a minimum of 26 million U.S. dollars from Rattner and his lifetime ban from the securities industry.
ACCESSION #
55539337

 

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