TITLE

10 years ago in the Profession

PUB. DATE
November 2001
SOURCE
Journal of Financial Planning;Nov2001, Vol. 14 Issue 11, p25
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The article focuses on the comments of Mary Podesta, associate director of the U.S. Securities & Exchange Commission's Division of Investment Management, about financial planners. She told financial planners that they should be held to a higher standard than traditional registered representatives.
ACCESSION #
5522683

 

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