TITLE

Should You Use Compliance Software?

AUTHOR(S)
King, Rebecca
PUB. DATE
September 2010
SOURCE
Journal of Financial Planning;Sep/Oct2010 Practice Management, p22
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The article looks at the questions to ask when exploring the compliance software solutions. It reveals that in dealing with compliance and regulatory issues, it is the element in financial planning that provides financial planners with the least amount of satisfaction and in light of this, compliance software may seem very compelling. It also notes that in identifying the areas in financial planning ahead of time, a better evaluation can be achieved about the impact of the software on business and the likelihood of saving time or money.
ACCESSION #
53898451

 

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