FPA White Paper to Look at Future Regulation of Planners

Thompson, Duane R.
October 2001
Journal of Financial Planning;Oct2001, Vol. 14 Issue 10, p34
Academic Journal
Focuses on the regulatory scheme for financial planners by the Financial Planning Association in the United States. Legislation for the creation of a self-regulatory organization for financial planners and investment advisers; Division of investment advisers between state securities commissioners and the Stock Exchange Commission; Competency of the financial planning profession.


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