TITLE

IN THE STATES

PUB. DATE
October 2001
SOURCE
Journal of Financial Planning;Oct2001, Vol. 14 Issue 10, p26
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
Reports developments related to finance in the United States. Elimination of audit/examination fee by the Bureau of Securities Regulation for investment advisers in New Hampshire; Reduction of fees by the Iowa Securities Bureau on initial and renewal registration for investment advisers; Details on the license requirement for solicitors as investment adviser representative.
ACCESSION #
5343825

 

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