TITLE

Zions, Finra Settle CD Auction Case

PUB. DATE
August 2010
SOURCE
American Banker;8/26/2010, Vol. 175 Issue 132, p2
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The author reports on a settlement that has been reached between Zions Bancorp and the U.S. Financial Industry Regulatory Authority in which the company will pay $225,000 for not disclosing a conflict of interest relating to an online certificate of deposit auction.
ACCESSION #
53274915

 

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