TITLE

B of A-Merrill in Securities Sale Penalty

AUTHOR(S)
Maharaj, Aarti
PUB. DATE
August 2010
SOURCE
American Banker;8/17/2010, Vol. 175 Issue 126, p8
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The amount of civil penalties that Bank of America Corp.s Merrill Lynch unit will pay for letting unregistered associates sell securities is noted, according to New Jersey Attorney General Paula Dow.
ACCESSION #
52957467

 

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