SEC Eyes Regulatory Road Show

Ackerman, Andrew
July 2010
Bond Buyer;7/21/2010, Vol. 373 Issue 33353, p1
Trade Publication
The article reports on the plan of the Securities and Exchange Commission (SEC) to hold five hearings between September 2010 and January 2011 to investigate the municipal market in the U.S. According to Elisse Walter, leading commissioner of the inquiry, it is aimed at formulating recommendations for the imposition of statutory and regulatory changes to protect investors. Moreover, fellow Democratic commissioner Luis Aguilar also requested for the repeal of Tower Amendment.


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