TITLE

NASD to Publish All G-37 Rulings

AUTHOR(S)
Hume, Lynn
PUB. DATE
August 2001
SOURCE
Bond Buyer;8/27/2001, Vol. 337 Issue 31211, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the National Association of Securities Dealers will release all final rulings on dealer requests for relief from a temporary ban Rule G037 imposes on firms in the United States. Rules on political contributions; Prevention of dealers from engaging pay-to-play practices.
ACCESSION #
5097211

 

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