- California issuers answer charges of civil fraud by SEC. Marois, Michael B. // Bond Buyer;03/31/98, Vol. 323 Issue 30362, p1
Reports on the official denial issued by California issuers on civil fraud allegations from the Securities and Exchange Commission (SEC) over their sale of $58 million of land-secured bonds between 1989 and 1991. Citing of statute of limitations; Financial adviser's contribution to the...
- SEC starts administrative action against Miami, charging fraud. Whalen, Robert // Bond Buyer;09/23/99, Vol. 329 Issue 30732, p1
Reports on the United States Securities & Exchange Commission's start of civil enforcement action against Miami, Florida, for alleged fraud related to three bond issues in 1995. Antifraud provisions of federal securities laws violated by the city and former city officials; Demands of the...
- IRS may have first case that violates tax code's fraud provision. Resnick, Amy B. // Bond Buyer;09/24/99, Vol. 329 Issue 30733, p8
Reports on the United States Internal Revenue Service's discovery of bond cases that warrant examination under the antifraud provisions of the tax code. Requirements for the issuance of charges under the section dealing with bond transactions in the tax code; Comments from bond lawyers on the...
- Miami Citizens' Group Pushes for Mayor's Recall. Sigo, Shelly // Bond Buyer;05/23/2000, Vol. 332 Issue 30897, p4
Reports on the charges against Miami, Florida for defrauding bond investors.
- SEC settles securities cases with small California issuers. Marois, Michael B.; Hume, Lynn Stevens // Bond Buyer;05/06/98, Vol. 324 Issue 30387, p1
Reports on the US Securities & Exchange Commission's settlement of the securities fraud charges against three small issuers in California, in connection with the sale of dirt bonds issued between 1989 and 1991. Terms of the settlement agreement; Issues on the reliance of issuers to advisers...
- Miami case distresses bond lawyers. Hume, Lynn // Bond Buyer;09/24/99, Vol. 329 Issue 30733, p1
Reports on issues related to the United States Securities & Exchange Commission's enforcement action against Miami, Florida, for alleged violations of federal securities fraud laws in its 1995 bond issues, addressed during a panel discussion at the National Association of Bond Lawyers' annual...
- Michigan City Eyes Tender to Ease Movie Bond Headache. Devitt, Caitlin // Bond Buyer;7/23/2015, Vol. 1 Issue 34348, p1
The Detroit suburb of Allen Park is considering tendering $31 million of troubled bonds that have led to general fund deficits, a state takeover and federal securities fraud charges.
- After Audits, Counsel May Feel IRS Heat. Kinnander, Ola // Bond Buyer;7/24/2001, Vol. 337 Issue 31187, p1
Reports that the United States Internal Revenue Service attorneys have ruled that anti-fraud penalties may be sought against bond counsel even after an audit has closed. Field service advice memorandum released; Section 6700 penalties against a bond counsel.
- MK Denies Moberly Misdeeds. SHIELDS, YVETTE // Bond Buyer;5/9/2013, Vol. 384 Issue 33909, p1
The article reports that the independent full-service wealth management and capital market firm Morgan Keegan & Co. has refused any wrongdoing and opposed the charge of securities fraud filed by Jason Kander, Secretary of Missouri. It mentions that the firm has rejected all the claims related to...