TITLE

Excuse After Excuse

AUTHOR(S)
Moisand, Dan
PUB. DATE
May 2010
SOURCE
Journal of Financial Planning;May2010, Vol. 23 Issue 5, p32
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The author discusses several professional issues and excuses faced by financial planners in terms of improving the regulatory environment for financial planning practitioners. He stresses that the two most common excuses for not wanting better disclosure of compensation include exact amounts that cannot be determined ahead of time and full disclosure that will destroy the trust of clients. The author also explains the main excuses used for avoiding financial planning regulation and avoiding fiduciary obligation.
ACCESSION #
50403327

 

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