TITLE

FINANCIAL REGULATION: Clearer Goals and Reporting Requirements Could Enhance Efforts by CFTC and SEC to Harmonize Their Regulatory Approaches

PUB. DATE
April 2010
SOURCE
GAO Reports;4/22/2010, preceding p1
SOURCE TYPE
Government Documents
DOC. TYPE
Article
ABSTRACT
The article discusses the review of the U.S. Government Accountability Office (GAO) on the regulatory approaches of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC). GAO assesses the progress in the implementation of the joint report of the SEC and CFTC and harmonization of their regulatory approaches. GAO recommends the SEC and CFTC to establish clearer goals such as development of requirements for reporting and evaluating the goals.
ACCESSION #
50303139

 

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