TITLE

SEC Bars Galluzzi From Broker-Dealers

AUTHOR(S)
Hume, Lynn
PUB. DATE
August 2001
SOURCE
Bond Buyer;8/9/2001, Vol. 337 Issue 31199, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports the sanction of Joseph P. Galluzi due to 26 counts of felony by the United States Securities and Exchange Commission. Details on the decision to ban Galluzi from any association with brokers; Conviction in a number of fraud and bribery-related cases; Allegations on abuse of position with issuers by accepting kickbacks and bribes.
ACCESSION #
5025629

 

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