TITLE

Management Report: Improvements Needed in SEC's Internal Controls and Accounting Procedures

AUTHOR(S)
Dalkin, James R.
PUB. DATE
March 2010
SOURCE
GAO Reports;3/31/2010, preceding p1
SOURCE TYPE
Government Document
DOC. TYPE
Article
ABSTRACT
The article discusses the improvements needed by the U.S. Securities and Exchange Commission (SEC) on their internal controls and accounting procedures in relation to the control weaknesses and deficiencies found during the 2009 audit. It notes that information security, financial reporting process and registrant deposits are deficiencies that represented a material weakness in internal control. It states that SEC should implement appropriate controls to minimize risks that were identified.
ACCESSION #
49049237

 

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