TITLE

SEC's Overseer of Heartland Funds Hamstrung by Limited Disclosure

AUTHOR(S)
Fine, Jacob
PUB. DATE
July 2001
SOURCE
Bond Buyer;7/20/2001, Vol. 337 Issue 31185, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that Philip Stern, United States Securities and Exchange Commission-appointed receiver charged with overseeing Heartland Group Inc. municipal bond funds seized by regulators, has been unable to determine values for nearly half of the securities in the portfolios. Filing of the report with the U.S. District Court for the Northern District of Illinois; Key findings of the report.
ACCESSION #
4902342

 

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