SEC's Overseer of Heartland Funds Hamstrung by Limited Disclosure

Fine, Jacob
July 2001
Bond Buyer;7/20/2001, Vol. 337 Issue 31185, p1
Trade Publication
Reports that Philip Stern, United States Securities and Exchange Commission-appointed receiver charged with overseeing Heartland Group Inc. municipal bond funds seized by regulators, has been unable to determine values for nearly half of the securities in the portfolios. Filing of the report with the U.S. District Court for the Northern District of Illinois; Key findings of the report.


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